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    • Our Team
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Our Firm

Capital Wealth Alliance is a comprehensive RIA that strives to create sustainable generational prosperity through partnership, education, and a comprehensive approach to Wealth Planning, Implementation, and Management.

Our Mission

Capital Wealth Alliance Network clients are not just numbers in a portfolio, but individuals with unique lives, businesses, families, and goals. While other wealth advisors may prescribe specific services to address individual financial issues and short-term problems, our advisors take a larger, more comprehensive approach – it’s financial planning and wealth management for your lifestyle and your generational goals.

Our Values

Transparency

Honest, clear, and direct communication between advisors and clients sets the tone for Capital Wealth Alliance’s culture of empowering transparency.

Growth

Capital Wealth Alliance Advisors share a culture of professional development in an attempt to keep our clients one step ahead.

Collaboration

Capital Wealth Alliance advisors have access to a large network of financial institutions and wealth planning professionals.

Support

Our personalized approach to wealth management is designed to directly support all of your personal, financial, business, and family goals.

Our Values

Transparency

Honest, clear, and direct communication between advisors and clients sets the tone for Capital Wealth Alliance’s culture of empowering transparency.

Growth

Capital Wealth Alliance Advisors share a culture of professional development in an attempt to keep our clients one step ahead.

Collaboration

Capital Wealth Alliance advisors have access to a large network of financial institutions and wealth planning professionals.

Support

Our personalized approach to wealth management is designed to directly support all of your personal, financial, business, and family goals.

Our Team

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    Robert Wong

    MANAGING PARTNER,
    WEALTH ADVISOR,
    CHIEF COMPLIANCE OFFICER

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    Brent Carman

    MANAGING PARTNER,
    WEALTH ADVISOR

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    Dana Randall

    OPERATIONS MANAGER

Our Team

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    Robert Wong

    MANAGING PARTNER,
    WEALTH ADVISOR,
    CHIEF COMPLIANCE OFFICER

Robert Wong

Robert Wong is working on almost three decades of experience as a Branch
Manager and financial advisor. He has previously worked for several national brokerage firms including sixteen years owning and running a Raymond James Financial Services Office in Scottsdale. Specializing in an innovative and practical approach to providing his clients portfolio management, asset protection, and tax efficient strategies, Robert’s experience allows him to focus on his client’s core values.

1994 graduate from Arizona State University with a bachelors of science in finance Robert is a General Securities Principal under his Series 24, as well as holding both General Securities Registered Representative Series 7 & 8 and Series 63 & 65. He is also a Registered Investment Advisor Representative.

Robert not only spends time with his clients and Capital Wealth Alliance, but he also loves to spend free time with his wife and children. Robert is also a firm believer in giving back by staying active in the community. He does so by volunteering his time to local nonprofit organizations.

Robert follows his personal mission statement: “To associate with positive people, and understand that material wealth is not more important than the happiness and well being for your family and community. I always want to be a dedicated and guiding force to all that I come in contact with.”

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    Brent Carman

    MANAGING PARTNER,
    WEALTH ADVISOR

Brent Carmen

Brent began his career in the financial industry over a decade ago. Focusing on helping his clients with managing portfolio risk while developing custom strategies for each client’s goals. Previously having worked for Raymond James, Wells Fargo’s Wealth Management Group, and JP Morgan Chase Investment Services Brent understands the importance of building a strong and long lasting client relationships.

A United States Air Force Veteran serving with the USAF for 4 years Brent continues to enjoy spending time giving back to his community. He also spends his free time with his family, playing sports such as golf and basketball, and cheering on the Huskers!

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    Richard Merican

    MANAGING PARTNERWEALTH ADVISOR

Richard Merican

I began my second career in the financial services industry in 1994, after graduating a Doctor of Optometry in 1976 and practicing Optometry for 18 years in NY. I worked for the last 16 years at Raymond James Financial Services before becoming a partner at our new firm Capital Wealth Alliance, LLC.

Using my experience as a Doctor, I have found you need to know your client, as a complete person, as opposed to just knowing a few facts and figures about them. A client is not just a number you talk to a few times a year, but a person you interact with on a continual basis as the markets and their life change constantly. Developing long term relationships along with educating my clients is my ultimate goal.

My investment philosophy can be summed up in three words…”I Manage Risk”. Risk is the most important concept in investing and must be managed at all times. And for those who want to know what I do with my free time, I work out almost every day, have a black belt in karate, race my cars when I can, and as my wife of 43 years tells it, anything else I can do to get myself into trouble.

I began my second career in the financial services industry in 1994, after graduating a Doctor of Optometry in 1976 and practicing Optometry for 18 years in NY. I worked for the last 16 years at Raymond James Financial Services before becoming a partner at our new firm Capital Wealth Alliance, LLC.

Using my experience as a Doctor, I have found you need to know your client, as a complete person, as opposed to just knowing a few facts and figures about them. A client is not just a number you talk to a few times a year, but a person you interact with on a continual basis as the markets and their life change constantly. Developing long term relationships along with educating my clients is my ultimate goal.

My investment philosophy can be summed up in three words…”I Manage Risk”. Risk is the most important concept in investing and must be managed at all times. And for those who want to know what I do with my free time, I work out almost every day, have a black belt in karate, race my cars when I can, and as my wife of 43 years tells it, anything else I can do to get myself into trouble.

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    Dana Randall

    OPERATIONS MANAGER

Dana Randall

Dana Randall strives in all of her interactions to provide first-class client service and
support for the financial advisors. Dana started in the financial industry in 2003, as a
Sales Assistant for a growing office. She is now the Operations Manager in our office
supporting five financial advisors. Along with being the first person most clients speak
with on a daily basis, Dana’s role also concentrates on the day-to-day areas of client
relations, marketing, compliance and operations. She is also in charge of planning and
organizing client events throughout the year.

She has lived in Scottsdale since 1996 and likes to use her creative side doing mosaic
projects, and she also enjoys golf, swimming and hiking/biking. Dana tries to give back
to her community by volunteering with the HandsOn Greater Phoenix group.

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    Amber Swope

    CLIENT SERVICES MANAGER

Amber Swope

Amber strives to provide excellent customer service to our clients and support for her team. Her focus is on day-to-day client service, billing, compliance, and overall operations. Amber has been in customer service for over fifteen years and has been in the financial industry for eight. She began her career in administration and has transitioned to where she is now, thus joining our office to provide our advisors and clients with top-notch service.

She is currently finishing her bachelor’s degree in Applied Management at Grand Canyon University. She will utilize her degree to excel in our office, the financial industry and better her client and professional relationships.

As a transplant from Washington state, Amber has lived in Scottsdale for the past five years. In her free time, she enjoys cooking, traveling and spending time with friends. Amber also tries to give back by donating plasma and volunteering at domestic violence shelters.

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    Patricia Leon

    IN LOVING MEMORY

Patricia Leon

Memorial
Patricia Leon-Cleary
1997 – 2021

We are deeply saddened to share that we lost our youngest colleague and friend in the early morning of August 20th 2021, in a traffic accident on her way to work.

Patricia was only 24 years old but had accomplished so much in her short time here on earth. She received her Associates Degree from Mesa Community College, and had been accepted to Barrett College at Arizona State University, where she was working towards her Bachelor’s Degree. Patricia played the flute beautifully, and she dedicated her time volunteering as one of the flautist performers with the Desert Overture Band in Phoenix. At only 23, she was accepted to the band’s executive board as their treasurer.

Patricia had recently discovered motorcycles and became an avid rider of day trips on her green, and then red, motorcycles. She found a wonderful group of fellow riding enthusiasts that she rode with every chance she had. Her motto became, ‘Adventure is Everywhere’, and she lived by that motto, creating adventures around every turn.

She had two dogs, Butters and Ava, whom she dearly loved. Patricia had a big heart, a kind soul, a contagious laugh, a very positive spirit, and was a joy to work with. We miss her dearly, and she will remain in our hearts and will forever be a part of the Capital Wealth Alliance family.

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    Richard Merican

    MANAGING PARTNER,WEALTH ADVISOR

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    Amber Swope

    CLIENT SERVICE MANAGER

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    Patricia Leon

    IN LOVING MEMORY

GET STARTED WITH CWA

Contact Us Today!

Call at 480-948-7590 or fill the form
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